Administration / Compliance

Legacy will determine necessary administrative services to keep our client’s retirement plans in compliance.  Improper retirement plan administration can lead to governmental penalties and risks the loss of the plan’s favorable tax status.

  • Review annual compliance due dates
  • Oversee Fiduciary Records Management and Documentation
    • Summary Annual Report, Investment Selection / Monitoring Reports, Plan and Trust Documents, Form 5500
  • Documenting Administrative Activities
    • General Compliance Guide
    • Administrative Review Guide